Legal

Legal Services

In-house legal counsel for the financial industry, extended through our trusted network of specialized partners.

Our in-house counsel works closely with NMC clients on day-to-day legal matters, and we extend that expertise through a curated network of specialist firms when deeper bench strength is required.

What we deliver

  • In-House CounselDay-to-day legal guidance on advisory agreements, compliance matters and client documentation.
  • Fund Formation SupportWorking alongside specialist firms to structure and form new investment vehicles.
  • Regulatory CounselLegal advice on SEC, state and other regulatory matters affecting investment advisers.
  • Contract ReviewReview and negotiation of vendor, service provider and investor agreements.
  • Dispute ResolutionCoordinated response to inquiries, complaints and disputes — escalating to specialist counsel when needed.
  • Network of PartnersAccess to vetted external counsel for tax, litigation, IP and other specialized areas.

Let's build something resilient.

Tell us about your firm and we'll recommend the right combination of services.