Nival Management & Consulting LLC was founded on a simple belief: investment advisers, hedge funds and private equity firms deserve a partner that understands the depth of their work and the weight of their regulatory obligations.
We are committed to helping our clients achieve their business goals by providing exceptional consulting and management services to support the financial industry. Our team of experts has extensive experience across a wide range of disciplines, and we pride ourselves on delivering customized solutions that meet the unique needs of every client.
From new registrations and SEC examinations to operations modernization and AI-driven system integration, our work centers on one outcome: making our clients better at what they do.
An in-house framework refined over decades of work with SEC-registered investment advisers. Twelve disciplines, fully integrated, designed to be auditable from day one.
Policies, procedures and manuals tailored to your firm.
Ongoing oversight of SEC IA obligations.
Identifying and mitigating operational and reputational risk.
Portfolio construction aligned to client mandates.
Rigorous evaluation of investments and counterparties.
Transparent, benchmark-aware client reporting.
Retirement, estate, tax and risk planning.
Empowering clients to make informed decisions.
Disciplined alignment with objectives.
Qualified custodian selection and oversight.
Independent, evidence-based research.
Drafted and reviewed for SEC IA compliance.
Led by Francisco Nival, our team brings decades of regulatory, operational and technology expertise.
