Built by veterans of the financial industry.
Nival Management & Consulting LLC was founded on a simple belief: investment advisers, hedge funds and private equity firms deserve a partner that understands the depth of their work and the weight of their regulatory obligations.
Help financial firms operate with clarity, confidence and compliance.
We are committed to helping our clients achieve their business goals by providing exceptional consulting and management services to support the financial industry. Our team of experts has extensive experience across a wide range of disciplines, and we pride ourselves on delivering customized solutions that meet the unique needs of every client.
From new registrations and SEC examinations to operations modernization and AI-driven system integration, our work centers on one outcome: making our clients better at what they do.
The NMC 12-Point Compliance Process
An in-house framework refined over decades of work with SEC-registered investment advisers. Twelve disciplines, fully integrated, designed to be auditable from day one.
Compliance Program Development
Policies, procedures and manuals tailored to your firm.
Regulatory Compliance Monitoring
Ongoing oversight of SEC IA obligations.
Risk Management
Identifying and mitigating operational and reputational risk.
Investment Management
Portfolio construction aligned to client mandates.
Due Diligence
Rigorous evaluation of investments and counterparties.
Performance Reporting
Transparent, benchmark-aware client reporting.
Financial Planning
Retirement, estate, tax and risk planning.
Client Education
Empowering clients to make informed decisions.
Portfolio Rebalancing
Disciplined alignment with objectives.
Custodial Services
Qualified custodian selection and oversight.
Investment Research
Independent, evidence-based research.
Advisory Agreements
Drafted and reviewed for SEC IA compliance.
Meet the team behind NMC.
Led by Francisco Nival, our team brings decades of regulatory, operational and technology expertise.